Our main brochures and application forms can be downloaded below by selecting a category.
Photocopies of all application forms are acceptable providing that all copies contain an original signature. If you require a printed form(s) please contact us or telephone 0161 832 6581.
Alternative Investment Market (AIM) Portfolio
Child Trust Funds (CTFs)
Client Forms
Discretionary Management
Full Service
Individual Savings Accounts (ISAs)
Junior Individual Savings Accounts (JISAs)
Pilling Ideal Portfolios (PIPs)
Self-Invested Personal Pensions (SIPPs)
Nominee Service
Terms & Conditions of Business Forms
- General Terms & Conditions of Business – These are our Standard General Terms and Conditions of Business upon which we intend to rely. For your own benefit and protection you should read these terms carefully before agreeing to them. If you do not understand any point, please ask us for further information before signing an agreement.
- Indirect Clients Supplementary Terms of Business – This agreement is for use when an underlying client is introduced to Pilling & Co Stockbrokers Ltd by an agent.
Third Party Authority Forms
Transfer Forms
- Crest Transfer Form – Crest Transfer Forms enable certificated share holdings to be dematerialized into the Crest Settlement system where they can be held under a nominee agreement or transferred electronically to other Crest participants most commonly in settlement of a Stock Exchange transaction. The vast majority of sale transactions in respect of U.K. listed securities require a signed Crest Transfer Form, together with a covering certificate, to enable settlement to take place.
- Stock Transfer Form – The use of Stock Transfer Forms has decreased dramatically over the years, currently being mainly used in place of unit trust renunciation forms. They may however still be used to transfer title of U.K. registered securities including Crest eligible holdings. A Stock Transfer Form may still be required when selling certain residual holdings, most notably some U.K. Building Society PIBS and most South African registered securities.
- Australian Standard Transfer Form – An Australian Standard Transfer Form is required to transfer title of Australian registered securities mainly as a result of Stock Exchange trades. Unlike the U.K. shareholders in Australian companies only receive a statement as confirmation of their holding, which includes a shareholder reference number to be quoted when effecting a transfer. The signatures of transferor and transferee are required on Australian transfers.
- Australian Standard Transfer Form Section B Notes